Program enables independent brokers, consultants, lenders, and investment professionals to increase their services across sectors while generating flexible earning options without additional ...

A continuing education cheating scheme has landed at least 63 brokers suspensions and fines from the Financial Industry Regulatory Authority. Four brokers have been barred from the industry for ...

Choosing which broker-dealer to affiliate with is one of the biggest decisions you'll make as an independent financial advisor. The right broker-dealer will provide the technology, platforms and ...

If you’re thinking of investing but aren’t sure where to begin, an investment broker can be a great person to have on your team. Brokers provide research based advice and direct connections to the ...

Insurance brokers play a critical but often understated role within Nigeria’s financial services ecosystem. Beyond their ...

Thrivent Advisor Network President Carolyn Armitage and Journey Strategic Wealth President Penny Phillips discuss the future of brokerages and in wealth management with FP Chief Correspondent Tobias ...

Institutional investors usually require more robust investment services than traditional retail investors need. Prime brokers provide expanded tools for investors with significant capital to conduct ...

Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...

After 26 years helping his clients try to get rich, Indiana securities broker James Madden thought it was his turn to make a lot of money when a recruiter from Raymond James offered him $150,000 — ...

A broker is an individual that works as the intermediary between buyers and sellers in the stock market or in real estate. Brokers earn a fee for their work. The broker fee (also known as a brokerage ...