President Donald Trump 's team is drafting an executive order that would allow Americans to withdraw funds from their 401 (k) plans without penalties for down payments for homes, according to Politico ...

A father-son financial advisor team at Wells Fargo has jumped ship for &Partners, the hybrid registered investment advisor firm launched in 2023 by former Wells executives. Cetera Financial Group ...

Citigroup is due to cut about 1,000 employees as part of the bank's broader restructuring plan under Chief Executive Officer Jane Fraser that includes laying off a significant portion of its workforce ...

A father-son financial advisor team at Wells Fargo has jumped ship for &Partners, the hybrid registered investment advisor firm launched in 2023 by former Wells executives. Cetera Financial Group ...

UBS Group Chief Executive Officer Sergio Ermotti is doubling down on his firm's rejection of proposed new banking rules by the Swiss government, telling Bloomberg that they go "too far." ...

A judge has rejected a challenge to a double-dipping disciplinary tactic used by the Securities and Exchange Commission.

Goldman Sachs is venturing into the client referral space as it begins partnering with registered investment advisors to refer clients from Ayco, its financial planning and wealth management division ...

Edward Jones has issued profits interests to more of its financial advisor force, according to regulatory filings.

A Kansas-based registered investment advisory firm and its chief executive have been sued over allegations that one of the firm's former advisors lost hundreds of thousands of investor dollars in ...

RBC Wealth Management announced that it has added a financial advisor duo from UBS, where they had $660 million in client assets.

The U.S. Supreme Court is due to rule on the Securities and Exchange Commission 's power to order disgorgement, which has hit a record low during President Donald Trump 's second term, Bloomberg wrote ...

UBS has slammed the Swiss government's proposed capitalization requirements in a formal response to the measures, arguing that they would ultimately hurt rather than help the country's economy.